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Quality assurance

QAPI Templates

Editable starting points for the five QAPI elements: a written QAPI plan, PIP charter, root cause analysis worksheet, performance measure tracker and QAA committee agenda.

The five QAPI elements

  1. 1Design and scope
  2. 2Governance and leadership
  3. 3Feedback, data systems and monitoring
  4. 4Performance improvement projects
  5. 5Systematic analysis and systemic action

Templates

Preview, copy or download each one as plain text, then paste it into your own document system.

42 CFR 483.75(a) — F865

Written QAPI Plan

The governing document surveyors ask for on entrance. Covers all five QAPI elements.

QAPI PLAN — [FACILITY NAME]
Effective date: [DATE]   Approved by governing body: [DATE]

1. DESIGN AND SCOPE
   Our QAPI program is facility-wide and addresses clinical care, quality of life,
   resident choice, and care transitions. It uses the best available evidence to
   define and measure indicators of quality.
   Services in scope: [NURSING, DIETARY, THERAPY, SOCIAL SERVICES, ENVIRONMENTAL,
   ACTIVITIES, BUSINESS OFFICE, CONTRACTED SERVICES]

2. GOVERNANCE AND LEADERSHIP
   Executive responsibility: [ADMINISTRATOR NAME]
   QAA committee members: Director of Nursing, Medical Director (or designee),
   Infection Preventionist, Administrator, and at least three additional staff:
   [NAMES/TITLES]
   Meeting frequency: at least quarterly, and more often as indicated.
   Resources committed: [STAFF TIME, DATA SYSTEMS, TRAINING BUDGET]

3. FEEDBACK, DATA SYSTEMS AND MONITORING
   Data sources: MDS/CASPER quality measures, incident and fall reports,
   infection surveillance log, grievance log, resident and family council minutes,
   satisfaction surveys, staffing (PBJ) data, pharmacy drug regimen reviews.
   Review cadence: monthly dashboard, quarterly QAA review.
   Adverse event definition and tracking method: [DESCRIBE]

4. PERFORMANCE IMPROVEMENT PROJECTS (PIPs)
   Selection criteria: high risk, high volume, problem prone, or resident-identified.
   Number of concurrent PIPs: [NUMBER]
   Each PIP uses a written charter (see PIP Charter template).

5. SYSTEMATIC ANALYSIS AND SYSTEMIC ACTION
   Root cause analysis method: [5 WHYS / FISHBONE / FLOWCHART]
   Actions target systems and processes, not individual blame.
   Sustainability check: re-measure at 30, 60 and 90 days after implementation.

PROGRAM EVALUATION
   The QAPI plan is reviewed at least annually and revised based on results.
   Last review: [DATE]   Next review: [DATE]

42 CFR 483.75(d)

Performance Improvement Project (PIP) Charter

One page that keeps a PIP measurable and time-bound instead of an open-ended committee.

42 CFR 483.75(e)

Root Cause Analysis Worksheet

Structured 5 Whys plus contributing-factor review for adverse events and near misses.

42 CFR 483.75(c)

Quality Measure Tracker

Monthly dashboard frame for the measures the QAA committee reviews each quarter.

42 CFR 483.75(g) — F867, F868

QAA Committee Agenda & Minutes

Proof the committee met quarterly, with the required membership and follow-through.

These templates are educational starting points, not legal advice. Review them with your medical director and legal counsel and adapt them to your state requirements before use.

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